Registered Associate

Company: Northern Trust Corporation
Location: Anaheim
Posted on: June 20, 2022

Job Description:

Northern Trust Securities - Registered Associate - Los AngelesDescriptionThe Registered Associate (RA) is responsible for managing client relationships. The RA acts as a liaison between clients, Financial Advisors, and internal partners to respond to client needs and/or requests, utilizes an understanding of the investment industry and relevant financial markets to provide exceptional client service.

• Responsible for day-to-day client servicing, including account opening, account servicing, and trade execution.
• Works with internal partners (Sales, Operations, Management, or other relationship managers) to respond to client needs/requests.
• Acts as subject area expert to other Associates and Financial Advisors, providing comprehensive, in-depth consulting and leadership to the team and partners at a high technical level.
• Maintains relevant client information in Client Relationship Management system.
• Carries out activities that are large in scope, cross-functional, and technically challenging.
• Role is balanced between high-level operational execution and development, and execution of strategic direction of business function activities.
• Responsible for direct interaction with different committees and/or management.
• Strategic in developing, implementing and administering programs within functional areas.About Northern TrustNorthern Trust provides innovative financial services and guidance to corporations, institutions and affluent families and individuals globally. With over 130 years of financial experience and nearly 20,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.Working With UsAs a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company that is committed to strengthening the communities we serve!We Recognize The Value Of Inclusion And Diversity In Culture, In Thought, And In Experience, Which Is Why We Are Honored To Receive The Following Awards In 2021
  • Gender Equality Index Member, Bloomberg
  • Top Financial & Banking Company, Black EOE Journal, Hispanic Network Magazine, Professional WOMAN'S MagazineWe'd love to learn more about how your interests and experience could be a fit with one of America's best banks and most sustainable companies! Build your career with us and apply today.QualificationsA College or University degree
    • FINRA Series 7 and 66 are required
    • At least three years of securities industry experience
    • Excellent analytical, verbal, and written communication skills
    • Thorough knowledge of investment products through prior work experience is required (stocks, bonds, mutual funds, options)
    • Organizational skills and the ability to prioritize are essential
    • Technical skills / systems knowledge (e.g. Microsoft, Wealthscape, Morningstar, Thomson ONE, SalesForce

Keywords: Northern Trust Corporation, Anaheim , Registered Associate, Other , Anaheim, California